Firm Trade Surveillance
for Multiple Security Categories
Automate and streamline firm trades, orders, accounts and client conflict detection. Highly flexible to integrate with your systems, combined with user friendly screens for both compliance teams and traders to use, helping your firm to reduce operational and firm risks.
Extensive and Configurable Rules Engine
By choosing OC Compliance, you’re partnering with forward-thinking experts in compliance technology. Our cutting-edge, adaptable software solutions are crafted to streamline your daily compliance operations while ensuring adherence to the most stringent regulatory requirements. Drawing on our extensive industry experience and cross-sector insights, we elevate your compliance program to new heights, providing unparalleled vigilance and security in an ever-evolving regulatory landscape.
